单选题 Which security is issued by a company to existing shareholders allowing them to subscribe for additional shares over a period of several years?

A、 Long-term equity anticipation security.
B、 Stock options.
C、 Rights.
D、 Warrants.
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单选题 An organization's charter restricts the right of shareholders to transfer shares and places a limitation of not more than 50 shareholders. What type of organization is this?

A、Caisse populaire.
B、Limited partnership
C、Private corporation.
D、Cooperative

单选题 With the help of participating cearing providers, how are most bonds around the globe issued in today's market?

A、Physical certificate.
B、Book-based format.
C、Registered bona
D、Lcading
E、Bearer bond

单选题 In a futures contract involving cash-settled futures, what is the outcome when the price agreed to is greater than the price of the underlying asset at expiration?

A、Prices have fallen and the short must pay the long.
B、Prices have fallen and the long must pay the short.
C、Prices have risen and the long must pay the short
D、Prices have risen and the short must pay the long

单选题 Who guarantees the principal amount of a bankers' acceptance in the event of an issuer default?

A、The borrower's bank.
B、The investor's bank.
C、The Canadian Deposit insurance Corporation.
D、The pool of underlying financial assets.

单选题 What is a characteristic of the FTSE Canada Universe Bond Index?

A、US dollar bonds from Canadian issuers are included
B、it is a capitalization-weighted index
C、Only bonds with a term to maturity of 30 days ot more are eligible for inclusion.
D、Only government bonds are included

单选题 What is inflation?

A、A generalized, sustained trend of rising prices.
B、A relative increase in price due to scarcity
C、A price jump caused by one or more factors.
D、An increase in prices due to less money in supply.

单选题 Which term describes a security containing an agreement to pledge land. Buildings or equipment as security for a loan?

A、Collateral trust bond
B、Corporate note
C、Mortgage bond
D、Subordinated debenture

单选题 What is typically a key tax attribute of dividends?

A、Reinvested dividends are non-taxable to the shareholders.
B、Dividends from preferred shares are ineligible for dividend tax credit.
C、Stock dividends are treated differently than regular cash dividends for tax purposes.
D、Dividend income is taxed more preferentially than interest income.